Ko, Ming Shan 高明山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2018-07-09 | 2019-01-07 | SOUTH CHINA RESEARCH LIMITED | RO | 2019-01-07 | 2020-11-06 |
| 2 | South China Investment Management Limited | Rep | Asset management | 2018-10-30 | 2023-05-05 | South China Investment Management Limited | RO | 2023-05-05 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-07-26 | |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-22 | 2019-01-07 | SOUTH CHINA SECURITIES LIMITED | RO | 2019-01-07 |
| 5 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2012-08-30 | 2021-02-28 |
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