Lam, Ka Ho (SFC:AXP757) 林家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2014-11-27 | 2017-07-29 | Rep | Dealing in securities | 2014-11-27 | 2017-07-29 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-07-12 | 2014-11-19 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-03-11 | 2014-11-19 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-07-12 | 2014-11-19 |
| 5 | Kaisa Asset Management Limited | RO | Advising on securities | 2019-08-09 | 2024-04-20 | RO | Asset management | 2019-08-09 | 2024-04-20 |
| 6 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2018-09-13 | 2019-01-04 | RO | Dealing in securities | 2019-01-04 | 2024-04-20 |
| 7 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2017-08-09 | 2018-08-31 |
| 8 | Mason Securities Limited | Rep | Dealing in securities | 2017-08-09 | 2018-08-31 |
| 9 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-11-04 | 2013-06-24 |
| 10 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-13 | 2013-06-24 |
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