Lo, Siu Kong 盧肇剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-03-04 | 2015-03-27 | Rep | Dealing in securities | 2015-03-04 | 2015-03-27 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-04-23 | 2015-01-29 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-07-25 | 2015-01-29 |
| 4 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-25 | |
| 5 | CMB International Global Markets Limited | Rep | Dealing in securities | 2019-07-26 | 2022-02-07 |
| 6 | CMB International Securities Limited | Rep | Dealing in securities | 2015-05-13 | 2018-11-05 | RO | Dealing in securities | 2018-11-05 | Rep | Advising on securities | 2021-11-05 |
| 7 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in futures contracts | 2012-06-05 | 2013-04-02 |
| 8 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2014-12-31 | 2015-01-29 |
| 9 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-04-23 | 2015-01-29 |
| 10 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2008-11-04 | 2009-06-01 |
| 11 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-02-09 | 2015-02-19 |
| 12 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-02-09 | 2015-02-19 |
| 13 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-12-12 | 2012-06-01 |
| 14 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-17 | 2012-06-01 |
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