Lo, Barry Wai Kong 羅煒剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astrum Capital Management Limited (HK) | Rep | Dealing in futures contracts | 2011-12-07 | 2012-02-29 | Rep | Dealing in securities | 2011-12-07 | 2012-02-29 |
| 2 | Beevest Securities Limited | RO | Dealing in futures contracts | 2012-06-15 | 2012-12-06 | RO | Dealing in securities | 2012-06-15 | 2012-12-06 | RO | Advising on securities | 2012-11-22 | 2012-12-06 |
| 3 | DAKIN SECURITIES LIMITED | RO | Dealing in futures contracts | 2016-04-12 | 2016-08-31 | RO | Dealing in securities | 2016-04-12 | 2016-08-31 |
| 4 | Funderstone Futures Limited | Rep | Advising on futures contracts | 2005-01-24 | Rep | Asset management | 2005-01-24 | Rep | Dealing in futures contracts | 2011-06-26 |
| 5 | Funderstone Securities Limited | Rep | Advising on corporate finance | 2005-01-24 | Rep | Advising on securities | 2005-01-24 | Rep | Asset management | 2005-01-24 | Rep | Dealing in securities | 2011-06-26 |
| 6 | GRANDLY FINANCIAL SERVICES LIMITED | RO | Dealing in futures contracts | 2014-08-08 | 2014-10-21 |
| 7 | Granville Financial Services Company Limited | RO | Dealing in futures contracts | 2017-11-21 | 2023-11-30 | RO | Dealing in securities | 2017-11-21 | 2023-11-30 |
| 8 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2014-11-14 | 2014-12-02 | RO | Dealing in securities | 2014-12-02 | 2016-04-11 |
| 9 | South West Capital Limited (d2013-12-11) | RO | Dealing in futures contracts | 2011-06-30 | 2011-09-30 | RO | Dealing in securities | 2011-06-30 | 2011-09-30 |
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