Truong, To Linh 張素玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astrum Capital Management Limited (HK) | Rep | Dealing in futures contracts | 2008-07-16 | 2008-07-30 | Rep | Dealing in securities | 2008-07-16 | 2008-07-30 | Rep | Dealing in futures contracts | 2009-08-07 | 2011-01-13 | Rep | Dealing in securities | 2009-08-07 | 2011-01-13 | Rep | Dealing in futures contracts | 2011-10-17 | 2012-09-12 | Rep | Dealing in securities | 2011-10-17 | 2012-09-12 | RO | Dealing in futures contracts | 2012-09-12 | 2016-08-12 | RO | Dealing in securities | 2012-09-12 | 2016-08-12 |
| 2 | DAKIN ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-07-17 | 2023-04-13 |
| 3 | DAKIN SECURITIES LIMITED | RO | Dealing in futures contracts | 2016-08-15 | 2021-03-04 | RO | Dealing in securities | 2016-08-15 | 2022-10-19 | RO | Advising on securities | 2021-03-02 | 2022-10-19 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-08-25 | 2009-07-31 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-25 | 2009-07-31 |
| 6 | South West Capital Limited (d2013-12-11) | RO | Dealing in futures contracts | 2011-06-30 | 2011-09-30 | RO | Dealing in securities | 2011-06-30 | 2011-09-30 |
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