Choi, Rico Kam Tin 蔡錦天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SPS SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-10-26 | |
| 2 | SPS COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-10-26 | |
| 3 | SPS SECURITIES LIMITED | Rep | Advising on securities | 2004-10-26 | |
| 4 | SPS COMMODITIES LIMITED | Rep | Asset management | 2004-10-26 | SPS SECURITIES LIMITED | Rep | 2004-10-26 |
| 5 | SPS COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2023-06-30 | CORPORATE COMMODITIES LIMITED | Rep | 2023-07-03 |
| 6 | SPS SECURITIES LIMITED | Rep | Dealing in securities | 2023-06-30 | CORPORATE BROKERS LIMITED | Rep | 2023-07-03 |
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