Man, Yau Kan 萬幼勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | THING ON SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-11-29 | |
| 2 | THING ON SECURITIES LIMITED | Rep | Advising on securities | 2004-11-29 | |
| 3 | THING ON SECURITIES LIMITED | Rep | Asset management | 2004-11-29 | |
| 4 | THING ON SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-25 | |
| 5 | HING WONG SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-29 | 2005-08-16 |
| 6 | CVP Securities Limited | Rep | Dealing in securities | 2005-08-17 | 2006-01-18 |
| 7 | Huarong International Securities Limited | Rep | Dealing in securities | 2006-02-01 | 2006-07-11 |
| 8 | SPS SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-12 | 2023-03-16 |
| 9 | SPS COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-11-02 | 2023-03-16 |
| 10 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2023-03-17 | |
| 11 | CORPORATE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2023-03-17 |
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