Douglas, David Archibald
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2005-07-06 | 2006-01-09 | Rep | Dealing in securities | 2005-07-06 | 2006-01-09 | RO | Advising on corporate finance | 2006-01-09 | 2008-08-06 | RO | Dealing in securities | 2006-01-09 | 2008-08-06 |
| 2 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-07-06 | 2006-01-09 | RO | Dealing in securities | 2006-01-09 | 2008-08-06 |
| 3 | MCM Asia Limited | Rep | Dealing in securities | 2015-02-24 | 2016-01-21 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-06-24 | 2009-08-07 | Rep | Advising on securities | 2009-06-24 | 2009-08-07 | Rep | Dealing in securities | 2009-06-24 | 2009-08-07 | RO | Advising on corporate finance | 2009-08-07 | 2013-02-01 | RO | Advising on securities | 2009-08-07 | 2013-02-01 | RO | Dealing in securities | 2009-08-07 | 2013-02-01 |
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