Chen, Eric Kay 陳柏甫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Admiralty Harbour Capital Limited | Rep | Advising on corporate finance | 2020-10-05 | 2021-09-28 | Rep | Advising on securities | 2020-10-05 | 2022-05-31 | Rep | Dealing in securities | 2020-10-05 | 2022-05-31 | RO | Advising on corporate finance | 2021-09-28 | 2022-05-31 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-07-13 | 2022-08-19 | Rep | Advising on securities | 2022-07-13 | 2022-08-19 | Rep | Dealing in securities | 2022-07-13 | 2022-08-19 | RO | Advising on corporate finance | 2022-08-19 | RO | Advising on securities | 2022-08-19 | RO | Dealing in securities | 2022-08-19 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-08-04 | 2007-05-28 | Rep | Dealing in securities | 2006-08-04 | 2007-05-28 | Rep | Advising on corporate finance | 2007-10-18 | 2008-11-25 | Rep | Dealing in securities | 2007-10-18 | 2008-11-25 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-06-26 | 2017-01-31 | Rep | Advising on securities | 2009-06-26 | 2017-01-31 | Rep | Dealing in securities | 2009-06-26 | 2017-01-31 |
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