Cheung, Bernard Ting Kin 張廷堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-08-30 | 2010-07-16 | Rep | Dealing in securities | 2007-08-30 | 2010-07-16 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-30 | 2010-07-16 |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-04-08 | 2017-09-11 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-04-08 | 2017-09-11 | Rep | Dealing in securities | 2015-04-08 | 2017-09-11 |
| 5 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2022-04-04 | Rep | Dealing in securities | 2022-04-04 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-07-28 | 2015-01-08 | Rep | Advising on securities | 2010-07-28 | 2015-01-08 | Rep | Dealing in securities | 2010-07-28 | 2015-01-08 |
| 7 | TRANSASIA PRIVATE CAPITAL LIMITED | Rep | Advising on securities | 2021-08-19 | 2022-03-06 | Rep | Asset management | 2021-08-19 | 2022-03-06 | Rep | Dealing in securities | 2021-08-19 | 2022-03-06 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-01-02 | 2021-05-24 |
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