Daou, Mourad
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2015-04-23 | 2023-04-14 | Rep | Advising on securities | 2015-04-23 | 2023-04-14 | Rep | Dealing in futures contracts | 2015-04-23 | 2023-04-14 | Rep | Dealing in securities | 2015-04-23 | 2023-04-14 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2023-06-12 | |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2023-06-12 | Rep | Dealing in futures contracts | 2023-06-12 | Rep | Dealing in securities | 2023-06-12 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2009-09-04 | 2010-12-14 | Rep | Dealing in futures contracts | 2009-09-04 | 2010-12-14 | Rep | Dealing in securities | 2009-09-04 | 2010-12-14 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-06-20 | 2015-03-13 | Rep | Dealing in futures contracts | 2014-02-07 | 2015-03-13 |
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