Kam, Stephen Cheuk Hang 甘卓亨

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA FUTURES LIMITED Rep Dealing in futures contracts 2009-07-20 2010-01-13
2 CLSA LIMITED Rep Dealing in securities 2009-07-20 2010-01-13
3 Halbis Capital Management (Hong Kong) Limited Rep Advising on futures contracts 2005-08-08 2007-03-20
Rep Advising on securities 2005-08-08 2007-03-20
Rep Asset management 2005-08-08 2007-03-20
4 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on futures contracts 2004-07-21 2007-03-20
Rep Advising on securities 2004-07-21 2007-03-20
Rep Asset management 2004-07-21 2007-03-20
Rep Advising on securities 2015-08-21 2018-10-04
Rep Asset management 2015-08-21 2018-10-04
Rep Dealing in securities 2015-08-21 2018-10-04
5 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Advising on securities 2015-08-21 2018-10-04
Rep Asset management 2015-08-21 2018-10-04
Rep Dealing in securities 2015-08-21 2018-10-04
6 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2007-03-27 2009-05-20
7 Merrill Lynch Far East Limited Rep Dealing in securities 2007-03-27 2009-05-20
8 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-05-16 2009-05-20
9 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2018-11-01
Rep Asset management 2018-11-01
Rep Dealing in securities 2018-11-01
10 Standard Chartered Securities (Hong Kong) Limited Rep Advising on securities 2010-04-28 2015-01-08
Rep Dealing in securities 2010-04-28 2015-01-08

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