Lam, Francois Henri 林志雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2016-07-08 | 2020-11-12 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2007-02-10 | 2009-12-17 | Rep | Dealing in futures contracts | 2007-02-10 | 2009-12-17 | Rep | Dealing in securities | 2007-02-10 | 2009-12-17 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-03-11 | 2016-04-01 | Rep | Dealing in futures contracts | 2014-02-07 | 2016-04-01 |
| 4 | Vontobel Limited | Rep | Dealing in securities | 2021-02-24 | 2021-12-06 | Rep | Dealing in futures contracts | 2021-04-12 | 2022-11-15 | RO | Dealing in securities | 2021-12-06 | RO | Dealing in futures contracts | 2022-11-15 | 2024-04-12 |
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