Lau, Abbott Sik Kwong 劉錫光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INNOVATION SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-04-14 | 2016-07-13 | RO | Dealing in securities | 2016-07-13 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-07-04 | Rep | Advising on securities | 2006-07-04 | Rep | Asset management | 2006-07-04 | Rep | Dealing in securities | 2015-01-08 |
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