Lau, Tony Yik Tung 劉奕彤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Capital (Hong Kong) Co. Limited | Rep | Advising on corporate finance | 2015-05-11 | 2015-10-05 | Rep | Advising on securities | 2015-05-11 | 2015-10-05 | Rep | Dealing in securities | 2015-05-11 | 2015-10-05 |
| 2 | LUNAR CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2015-11-23 | 2017-10-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-08-08 | 2009-09-08 | Rep | Advising on securities | 2008-08-08 | 2009-09-08 | Rep | Dealing in securities | 2008-08-08 | 2009-09-08 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-08-08 | 2009-09-08 | Rep | Advising on securities | 2008-08-08 | 2009-09-08 | Rep | Dealing in securities | 2008-08-08 | 2009-09-08 |
| 5 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2020-04-15 | Rep | Advising on securities | 2020-04-15 | 2022-11-10 | RO | Advising on securities | 2022-11-10 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-12-07 | 2015-04-27 | Rep | Advising on securities | 2009-12-07 | 2015-04-27 | Rep | Dealing in securities | 2009-12-07 | 2015-04-27 |
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