Ng, Eleanor Shui To 吳瑞濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2006-11-20 | 2007-10-06 | Rep | Dealing in securities | 2006-11-20 | 2007-10-06 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-26 | 2008-12-02 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-03-15 | 2011-07-01 |
| 4 | FIL Investment Advisors | Rep | Asset management | 2003-12-09 | 2006-10-13 |
| 5 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2003-12-09 | 2006-10-13 | Rep | Dealing in securities | 2004-10-15 | 2006-10-13 |
| 6 | MF Securities Hong Kong Limited | Rep | Dealing in securities | 2009-02-20 | 2009-02-20 |
| 7 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-07-20 | 2012-04-26 | Rep | Dealing in securities | 2011-07-20 | 2012-04-26 |
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