Tsai, Daniel Hin Man 蔡衍汶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-08-22 | 2015-01-08 | Rep | Advising on securities | 2011-08-22 | 2015-01-08 | Rep | Dealing in securities | 2011-08-22 | 2015-01-08 |
| 2 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-26 | 2020-11-30 |
| 3 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-06-26 | 2017-08-22 | RO | Advising on corporate finance | 2017-08-22 | 2020-11-30 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-05-17 | 2007-05-31 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-05-17 | 2007-05-31 | Rep | Dealing in securities | 2006-05-17 | 2007-05-31 |
| 6 | Guolian Securities International Capital Market Co., Limited | RO | Advising on corporate finance | 2021-08-06 | |
| 7 | Guolian Securities International Capital Co., Limited | Rep | Advising on securities | 2021-02-03 | Rep | Dealing in securities | 2021-02-03 |
| 8 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-16 | 2017-04-26 |
| 9 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-16 | 2017-04-26 |
| 10 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-07-12 | 2008-12-10 | Rep | Dealing in securities | 2007-07-12 | 2008-12-10 | Rep | Advising on securities | 2007-10-03 | 2008-12-10 |
| 11 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2015-07-10 | 2016-04-15 | Rep | Dealing in securities | 2015-07-10 | 2016-04-15 |
| 12 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-05-28 | 2011-08-20 | Rep | Dealing in securities | 2010-05-28 | 2011-08-20 |
| 13 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2009-07-28 | 2009-11-10 |
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