Welch, Thomas Andrew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-08-15 | 2009-08-17 | RO | Advising on securities | 2009-08-17 | 2010-05-21 | RO | Dealing in securities | 2009-08-17 | 2010-05-21 | RO | Automated trading services | 2010-04-16 | 2010-05-21 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-08-23 | 2006-06-06 | Rep | Dealing in securities | 2004-08-23 | 2006-06-06 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-08-23 | 2006-06-06 | Rep | Dealing in futures contracts | 2004-08-23 | 2006-06-06 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2010-07-22 | 2014-11-01 | Rep | Dealing in securities | 2010-07-22 | 2014-11-01 | Rep | Advising on corporate finance | 2013-08-12 | 2014-11-01 |
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