Yip, Joe Tsz Kin 葉子健

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Nikko Asset Management Hong Kong Limited Rep Advising on securities 2020-09-28 2021-09-23
Rep Asset management 2020-09-28 2021-09-23
Rep Dealing in securities 2020-09-28 2021-09-23
2 Samsung Asset Management (Hong Kong) Limited Rep Advising on securities 2016-05-10 2016-12-07
Rep Asset management 2016-05-10 2016-12-07
3 Standard Chartered Securities (Hong Kong) Limited Rep Dealing in securities 2011-08-10 2016-04-01
4 Vontobel Limited Rep Dealing in securities 2021-10-20 2022-11-16

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