Yip, Joe Tsz Kin 葉子健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nikko Asset Management Hong Kong Limited | Rep | Advising on securities | 2020-09-28 | 2021-09-23 | Rep | Asset management | 2020-09-28 | 2021-09-23 | Rep | Dealing in securities | 2020-09-28 | 2021-09-23 |
| 2 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-05-10 | 2016-12-07 | Rep | Asset management | 2016-05-10 | 2016-12-07 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-08-10 | 2016-04-01 |
| 4 | Vontobel Limited | Rep | Dealing in securities | 2021-10-20 | 2022-11-16 |
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