Yung, Sai Kuen 翁世權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-05-25 | 2010-03-30 |
| 2 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2006-05-25 | 2010-03-30 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Advising on corporate finance | 2004-09-01 | Rep | Automated trading services | 2004-09-01 | Rep | Dealing in securities | 2006-02-23 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-08-10 | 2015-10-27 |
| 5 | Vontobel Limited | RO | Dealing in securities | 2017-03-30 | 2021-06-30 |
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