Kwang, Mang Tak 鄺孟德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-09-24 | Rep | Asset management | 2004-09-24 | Rep | Advising on securities | 2006-03-14 |
| 2 | Neuberger Berman Asia Limited | Rep | Asset management | 2014-07-10 | 2014-09-24 | Rep | Dealing in securities | 2014-07-10 | 2014-09-24 | RO | Asset management | 2014-09-24 | RO | Dealing in securities | 2014-09-24 |
| 3 | STANDARD LIFE INVESTMENTS (ASIA) LIMITED | Rep | Asset management | 2007-11-27 | 2010-03-22 | RO | Asset management | 2010-03-22 | 2011-02-28 |
| 4 | STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED | Rep | Asset management | 2007-11-27 | 2010-03-22 | Rep | Dealing in securities | 2007-11-27 | 2010-03-22 | RO | Asset management | 2010-03-22 | 2014-04-17 | RO | Dealing in securities | 2010-03-22 | 2014-04-17 |
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