Chai, David Kwun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2006-09-28 | 2007-07-12 | Rep | Advising on securities | 2006-09-28 | 2007-07-12 | Rep | Asset management | 2006-09-28 | 2007-07-12 | RO | Advising on futures contracts | 2007-07-12 | 2017-06-02 | RO | Advising on securities | 2007-07-12 | 2017-06-02 | RO | Asset management | 2007-07-12 | 2017-06-02 |
2 | STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED | Rep | Advising on securities | 2007-05-10 | 2007-07-12 | Rep | Asset management | 2007-05-10 | 2007-07-12 | RO | Advising on securities | 2007-07-12 | 2017-06-02 | RO | Asset management | 2007-07-12 | 2017-06-02 |
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