Li, Ting (SFC:AOX306) 李婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Asset management | 2007-07-04 | 2010-07-05 | Rep | Dealing in securities | 2007-07-04 | 2010-07-05 | RO | Asset management | 2010-07-05 | 2015-07-28 | RO | Dealing in securities | 2010-07-05 | 2015-07-28 | RO | Advising on corporate finance | 2012-01-19 | 2015-07-15 | RO | Advising on futures contracts | 2012-01-19 | 2015-07-28 | RO | Advising on securities | 2012-01-19 | 2015-07-28 |
| 2 | STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED | RO | Advising on corporate finance | 2013-01-04 | 2015-07-15 | RO | Advising on securities | 2013-01-04 | 2015-07-30 | RO | Asset management | 2013-01-04 | 2015-07-30 |
| 3 | Yunfeng Asset Management Limited | RO | Asset management | 2015-12-15 | 2020-01-22 |
| 4 | Yunfeng Financial Markets Limited | RO | Advising on securities | 2015-12-15 | 2020-01-22 | RO | Asset management | 2015-12-15 | 2020-01-22 | RO | Dealing in securities | 2015-12-15 | 2020-01-22 | RO | Advising on corporate finance | 2020-01-14 | 2020-01-22 |
| 5 | Yunfeng Securities Limited | RO | Dealing in securities | 2015-12-15 | 2020-01-22 | RO | Advising on securities | 2017-03-07 | 2020-01-22 |
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