Au, Irene Nga Yu 區雅如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-01-15 | 2008-06-30 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-01-15 | 2008-06-30 | Rep | Dealing in futures contracts | 2007-01-15 | 2008-06-30 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-01-15 | 2008-06-30 |
| 4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2009-06-24 | 2012-10-01 | Rep | Asset management | 2009-06-24 | 2012-10-01 | Rep | Dealing in securities | 2009-06-24 | 2012-10-01 |
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