Au, Wilson Wai Kwan 歐維鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2017-09-13 | 2018-04-09 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-03-11 | Rep | Asset management | 2019-03-11 | Rep | Dealing in securities | 2019-03-11 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-03-11 | Rep | Asset management | 2019-03-11 | Rep | Dealing in securities | 2019-03-11 |
| 4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2009-11-17 | 2013-07-17 | Rep | Advising on securities | 2009-11-17 | 2013-07-17 | Rep | Asset management | 2009-11-17 | 2013-07-17 |
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