Mantle, Stephen Warren

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 STATE STREET GLOBAL ADVISORS ASIA LIMITED Rep Advising on corporate finance 2004-03-01
Rep Dealing in securities 2015-03-09
Rep Advising on futures contracts 2016-07-14
Rep Advising on securities 2016-07-14
Rep Asset management 2016-07-14
RO Dealing in securities 2015-03-09 2016-07-14
RO Dealing in futures contracts 2015-07-02 2016-07-14

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