McMahon, Ronan (SFC:AYA354)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA LIMITED | Rep | Dealing in securities | 2023-12-13 | |
2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-10-15 | 2023-05-23 |
3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2018-10-15 | 2023-05-23 | Rep | Dealing in securities | 2018-10-15 | 2023-05-23 | Rep | Automated trading services | 2018-10-18 | 2023-05-23 |
4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2011-09-12 | 2018-08-30 | Rep | Advising on securities | 2011-09-12 | 2018-08-30 | Rep | Asset management | 2011-09-12 | 2018-08-30 | Rep | Dealing in securities | 2015-03-11 | 2018-08-30 | Rep | Dealing in futures contracts | 2015-07-06 | 2018-08-30 |
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