Poullaouec, Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2007-07-30 | 2008-04-30 | Rep | Asset management | 2007-07-30 | 2008-04-30 | Rep | Dealing in securities | 2007-07-30 | 2008-04-30 |
| 2 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2008-05-13 | 2017-06-20 | Rep | Asset management | 2008-05-13 | 2017-06-20 | Rep | Dealing in securities | 2008-05-13 | 2017-06-20 | Rep | Advising on futures contracts | 2015-02-16 | 2017-06-20 |
| 3 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2017-09-13 | 2022-05-31 | Rep | Asset management | 2017-09-13 | 2022-05-31 | Rep | Dealing in securities | 2017-09-13 | 2022-05-31 |
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