Wong, Ka Kuen (SFC:APQ326) 黃嘉權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2012-12-13 | 2023-02-03 | Rep | Asset management | 2012-12-13 | 2023-02-03 | Rep | Dealing in securities | 2012-12-13 | 2024-06-11 | RO | Advising on securities | 2023-02-03 | RO | Asset management | 2023-02-03 | RO | Dealing in securities | 2024-06-11 |
2 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2007-10-17 | 2009-11-24 | Rep | Asset management | 2007-10-17 | 2009-11-24 |
3 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2009-12-07 | 2012-12-11 | Rep | Asset management | 2009-12-07 | 2012-12-11 | Rep | Dealing in securities | 2010-01-04 | 2012-12-11 |
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