Yeung, Ho Yip 楊豪業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2009-04-09 | 2009-12-01 |
| 2 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2014-12-01 | 2017-10-16 | Rep | Asset management | 2014-12-01 | 2021-01-29 | RO | Dealing in securities | 2017-10-16 | 2022-06-30 | RO | Advising on securities | 2018-08-15 | 2022-06-30 | RO | Asset management | 2021-01-29 | 2022-06-30 | RO | Advising on securities | 2022-07-01 | RO | Asset management | 2022-07-01 | RO | Dealing in securities | 2022-07-01 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-12 | Rep | Advising on securities | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Dealing in securities | 2009-02-14 |
| 4 | Legg Mason Asset Management Hong Kong Limited | RO | Advising on securities | 2020-10-21 | 2022-06-30 | RO | Dealing in securities | 2020-10-21 | 2022-06-30 |
| 5 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2012-10-10 | 2014-09-20 | Rep | Asset management | 2012-10-10 | 2014-09-20 | Rep | Dealing in securities | 2012-10-10 | 2014-09-20 |
| 6 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2010-01-25 | 2012-03-21 | Rep | Asset management | 2010-03-18 | 2012-03-21 | Rep | Dealing in securities | 2010-03-18 | 2012-03-21 |
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