Lam, Chi Shing (SFC:AKO943) 林志成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hao Tian Asset Management Limited | RO | Advising on securities | 2022-01-20 | RO | Asset management | 2022-01-20 |
| 2 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2021-12-23 | 2022-01-20 | RO | Dealing in securities | 2022-01-20 |
| 3 | Red South Investment Management Limited | RO | Advising on securities | 2019-08-09 | 2019-10-16 | RO | Asset management | 2019-08-09 | 2019-10-16 |
| 4 | SDHG International Securities Limited | Rep | Dealing in securities | 2006-07-26 | 2014-08-13 | RO | Dealing in securities | 2014-08-13 | 2019-08-05 | RO | Dealing in securities | 2019-11-25 | 2021-09-01 |
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