Chan, Siu Yuen (SFC:AEC203) 陳小元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | STOCKWELL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-05-12 | |
| 2 | STOCKWELL SECURITIES LIMITED | Rep | Advising on securities | 2004-05-12 | |
| 3 | STOCKWELL SECURITIES LIMITED | Rep | Asset management | 2004-05-12 | |
| 4 | STOCKWELL SECURITIES LIMITED | Rep | Automated trading services | 2003-07-07 | |
| 5 | STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-03-07 | 2022-06-30 | STOCKWELL SECURITIES LIMITED | Rep | 2022-07-01 |
| 6 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2022-06-30 | STOCKWELL SECURITIES LIMITED | Rep | 2022-07-01 |
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