Tse, Alan Shek Lun 謝錫倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-09-15 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-07-29 |
2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-15 | 2022-07-29 |
3 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2009-06-05 | 2009-11-23 |
4 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2024-04-15 | |
5 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-14 | 2009-05-25 |
6 | STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-10-15 | 2015-08-27 |
7 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-15 | 2015-08-27 |
8 | Success Securities Limited | Rep | Dealing in securities | 2022-09-09 | 2022-11-30 |
9 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2007-10-31 |
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