Leung, Ringo Wai Yip 梁偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence International Financial Holdings Limited | Rep | Advising on corporate finance | 2005-02-23 | Rep | Advising on securities | 2005-02-23 | Rep | Asset management | 2005-02-23 | Rep | Dealing in securities | 2005-12-16 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-11-28 | 2022-07-29 | Rep | Dealing in securities | 2023-09-05 |
| 3 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-22 | 2017-09-29 |
| 4 | Success Securities Limited | Rep | Dealing in securities | 2005-12-21 | 2009-07-01 | Rep | Dealing in securities | 2022-09-05 | 2023-08-11 |
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