So, Jimmy Chi Ming 蘇志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Plouton Asset Management Limited | RO | Asset management | 2023-05-11 | |
| 2 | Select Investment Services Limited (HK) | RO | Advising on securities | 2015-10-02 | RO | Dealing in securities | 2015-10-02 |
| 3 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2010-02-19 | 2014-06-13 |
| 4 | TIANDA SECURITIES LIMITED | Rep | Dealing in securities | 2014-06-24 | 2015-09-30 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-11-26 | 2009-11-26 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-11-26 | 2009-11-26 |
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