Yip, Chun Man (SFC:ACS017) 葉振文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Jianxin Financial Services Limited | Rep | Dealing in securities | 2017-02-06 | 2018-04-30 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2006-11-06 | 2008-11-20 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-06-17 | 2017-01-27 | Rep | Dealing in securities | 2018-05-04 | 2022-07-12 | Rep | Dealing in securities | 2023-11-03 |
| 4 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2008-12-12 | 2014-06-12 |
| 5 | VC BROKERAGE LIMITED | Rep | Automated trading services | 2003-07-24 | 2003-08-26 | Rep | Dealing in securities | 2003-07-24 | 2006-10-28 |
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