Ng, Kai Sum Houston 吳啟琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HakuCapital Global Investment Advisers Limited | RO | Advising on securities | 2023-07-14 | RO | Asset management | 2023-07-14 |
| 2 | StormHarbour Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-04-13 | 2017-11-15 | Rep | Advising on securities | 2010-04-13 | 2017-11-15 | Rep | Dealing in securities | 2010-04-13 | 2017-11-15 | RO | Advising on corporate finance | 2017-11-15 | 2022-11-09 | RO | Advising on securities | 2017-11-15 | 2022-11-09 | RO | Dealing in securities | 2017-11-15 | 2022-11-09 |
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