Yang, Shuenn-yuh 楊順裕

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CATHAY SECURITIES (HONG KONG) LIMITED RO Advising on securities 2019-05-14
RO Dealing in securities 2019-05-14
2 CINDA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2017-05-22 2017-08-25
RO Dealing in securities 2017-08-25 2019-04-12
3 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Advising on securities 2014-04-15 2017-04-19
Rep Dealing in securities 2014-04-15 2017-04-19
4 StormHarbour Securities (Hong Kong) Limited Rep Advising on corporate finance 2010-04-16 2014-04-01
Rep Advising on securities 2010-04-16 2014-04-01
Rep Dealing in securities 2010-04-16 2014-04-01

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