Law, Chi Ho (SFC:ACS402) 羅志豪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Success Futures and Foreign Exchange Limited RO Advising on futures contracts 2004-02-02
RO Asset management 2004-02-02
RO Dealing in futures contracts 2018-03-31
2 Success Securities Limited Rep Advising on corporate finance 2003-11-01
Rep Advising on securities 2003-11-01
Rep Dealing in securities 2003-11-01
Rep Asset management 2004-01-26
Rep Dealing in securities 2005-04-29 2024-01-18

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