Lee, Wai Fun (SFC:ACK112) 李慧芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-11-18 | |
| 2 | HF Asset Management Limited (HK) | Rep | Asset management | 2016-12-15 | 2019-02-01 |
| 3 | HF Securities and Futures Limited | Rep | Dealing in futures contracts | 2016-08-25 | 2016-09-14 | Rep | Dealing in securities | 2016-08-25 | 2016-09-14 | RO | Dealing in futures contracts | 2016-09-14 | 2019-02-01 | RO | Dealing in securities | 2016-09-14 | 2019-02-01 |
| 4 | Solomon JFZ (Asia) Holdings Limited | Rep | Advising on securities | 2023-11-07 | Rep | Asset management | 2023-11-07 | Rep | Dealing in securities | 2023-11-07 |
| 5 | Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2006-04-03 | 2016-06-22 | Rep | Dealing in futures contracts | 2007-12-21 | 2016-06-22 |
| 6 | Success Securities Limited | Rep | Dealing in securities | 2007-10-30 | 2016-06-22 | Rep | Advising on securities | 2011-08-08 | 2016-06-22 |
| 7 | Vantage New Generation Securities Limited | RO | Advising on securities | 2019-03-29 | 2023-05-31 | RO | Dealing in securities | 2019-03-29 | 2023-05-31 |
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