Lo, Oi Yee 盧藹儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GAOYU SECURITIES LIMITED | Rep | Dealing in securities | 2022-08-23 | 2022-11-08 | RO | Dealing in securities | 2022-11-08 | 2023-10-11 | Rep | Dealing in securities | 2023-10-11 | Rep | Asset management | 2024-09-30 |
2 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2008-05-30 | 2018-03-31 |
3 | Success Securities Limited | Rep | Dealing in securities | 2006-06-26 | 2012-03-19 | RO | Dealing in securities | 2012-03-19 | 2022-05-06 |
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