Mung, Siu Cho 蒙紹祖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Success Securities Limited | Rep | Dealing in securities | 2011-05-05 | |
| 2 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2011-05-05 | 2018-03-31 |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-25 | Rep | Asset management | 2004-02-25 | Rep | Dealing in futures contracts | 2008-04-03 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-09-19 | 2008-04-03 |
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