Ng, Siu Chun (SFC:APU792) 吳紹進
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HF Securities and Futures Limited | Rep | Dealing in futures contracts | 2016-12-01 | 2019-02-14 | Rep | Dealing in securities | 2016-12-01 | 2019-02-14 | RO | Dealing in futures contracts | 2019-02-14 | 2019-05-10 | RO | Dealing in securities | 2019-02-14 | 2019-05-10 |
| 2 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2009-09-17 | 2014-12-30 | Rep | Leveraged foreign exchange trading | 2009-09-17 | 2014-12-30 |
| 3 | Success Securities Limited | Rep | Dealing in securities | 2007-10-10 | 2014-12-30 |
| 4 | SUNFUND SECURITIES LIMITED | RO | Advising on securities | 2022-10-25 | RO | Dealing in securities | 2022-10-25 |
| 5 | Vantage New Generation Securities Limited | Rep | Dealing in securities | 2019-05-22 | 2019-06-05 | RO | Advising on securities | 2019-06-05 | 2022-09-30 | RO | Dealing in securities | 2019-06-05 | 2022-09-30 |
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