Thomas, James Hok Fan 湯學帆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-20 | Rep | Asset management | 2003-12-20 | Rep | Dealing in futures contracts | 2008-11-01 |
| 2 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2018-11-20 | 2022-05-13 |
| 3 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2008-11-17 | 2018-03-31 |
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