Chan, Kin Kwan (SFC:AUN432) 陳健君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2017-02-01 | 2017-02-25 |
| 2 | SUNHIGH FINANCIAL HOLDINGS LIMITED | Rep | Advising on securities | 2018-06-07 | 2019-03-31 |
| 3 | Arta Global Markets Limited | Rep | Advising on securities | 2020-12-29 | 2022-03-06 |
| 4 | KAISER CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2022-04-25 | |
| 5 | SUNHIGH FINANCIAL HOLDINGS LIMITED | Rep | Asset management | 2018-06-07 | 2019-03-31 |
| 6 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2021-02-22 | 2022-03-06 |
| 7 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-04-25 | |
| 8 | Success Securities Limited | Rep | Dealing in securities | 2010-01-15 | 2016-02-06 |
| 9 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2016-11-14 | 2017-02-25 |
| 10 | SUNHIGH FINANCIAL HOLDINGS LIMITED | Rep | Dealing in securities | 2018-06-07 | 2019-03-31 |
| 11 | Arta Global Markets Limited | Rep | Dealing in securities | 2020-12-29 | 2022-03-06 |
| 12 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2022-04-25 |
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