Wong, Polly Pui Yee 黃佩儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-07-04 | 2008-07-07 |
| 2 | NATIONAL RESOURCES SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-15 | Rep | Advising on securities | 2003-12-15 | Rep | Asset management | 2003-12-15 | Rep | Dealing in securities | 2006-09-25 |
| 3 | OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2006-10-16 | 2007-06-25 |
| 4 | Success Securities Limited | Rep | Dealing in securities | 2008-07-18 | 2019-01-31 |
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