Chan, Kon Kau 陳幹球

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SHACOM FUTURES LIMITED Rep Advising on futures contracts 2020-02-11 2020-03-13
2 PEGASUS FUND MANAGERS LIMITED Rep Advising on securities 2004-04-08 2005-08-24
Everbright Securities Investment Services (HK) Limited Rep 2015-07-03 2015-08-05
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Rep 2015-08-25 2019-05-31
SOUTH CHINA RESEARCH LIMITED Rep 2019-07-09 2019-12-20
3 South China Investment Management Limited Rep Asset management 2019-07-24 2019-12-20
4 CES Commodities (HK) Limited Rep Dealing in futures contracts 2005-11-28 2014-12-28
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Rep 2015-08-25 2019-05-31
SOUTH CHINA COMMODITIES LIMITED Rep 2019-07-09 2019-12-20
SHACOM FUTURES LIMITED Rep 2020-01-29 2020-03-13
5 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2005-09-07 2014-12-28
Everbright Securities Investment Services (HK) Limited Rep 2015-05-29 2015-08-05
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Rep 2015-08-25 2019-05-31
SOUTH CHINA SECURITIES LIMITED Rep 2019-07-09 2019-12-20
6 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2012-04-27 2014-12-28

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