Cheng, Yau Shing 鄭有成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-11-29 | 2012-07-19 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-11-29 | 2012-07-19 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-11-29 | 2012-07-19 |
| 4 | GMO-Z.com Forex HK Limited | Rep | Leveraged foreign exchange trading | 2012-09-27 | 2014-01-02 |
| 5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-26 | 2012-09-17 |
| 6 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2012-07-26 | 2012-09-17 |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-07-26 | 2012-09-17 |
| 8 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-01-05 | 2010-11-05 |
| 9 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-11-17 | 2010-11-05 |
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