Chong, William Moon Biu 莊滿標
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-04-07 | 2012-11-24 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-07-28 | 2016-10-05 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-04-07 | 2012-11-24 |
| 4 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2019-11-05 | 2020-12-09 |
| 5 | Open Securities Limited | Rep | Dealing in futures contracts | 2012-12-07 | 2015-05-07 | Rep | Dealing in securities | 2012-12-07 | 2015-05-07 |
| 6 | Oreana Financial Services Limited | Rep | Dealing in securities | 2021-01-11 | Rep | Advising on securities | 2023-02-21 | Rep | Asset management | 2023-02-21 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-07-05 | Rep | Asset management | 2003-07-05 | Rep | Dealing in futures contracts | 2003-07-05 |
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