Jong, Chung Yin (SFC:AXT423) 莊誦賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-08-03 | 2012-09-22 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-08-03 | 2012-04-17 | Rep | Leveraged foreign exchange trading | 2012-09-11 | 2012-09-22 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-08-03 | 2012-09-22 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-07-21 | 2019-06-19 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-07-21 | 2019-06-19 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-07-21 | 2019-06-19 | Rep | Dealing in securities | 2015-07-21 | 2019-06-19 |
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